Insider Trading Course
Last Updated 06/2024
English
30-Day Money Back Guarantee
Full Lifetime Access
Finish in
30 min! Run Time
30 min! Run Time
Made for for
Employees
only
Employees
only
Certificate
of Completion
of Completion
Mobile -
Friendly
Access
Friendly
Access
What you'll learn
Explain insider trading law in terms any employee can follow
Identify what constitutes material non-public information
Recognise when a trade or a tip crosses the legal line
Description
One of the few courses of its kind, this insider trading course explains the law in plain, layman's terms every employee can follow. Insider trading erodes public confidence in fair markets, and the SEC enforces it aggressively, so make sure your organisation does not end up on the evening news.
What this course covers:
- What is illegal insider trading, and what is legal
- How the government tracks illegal activity
- Every employee's fiduciary responsibility to investors
- How tipping information can be charged even with no financial benefit
- How failing to prevent insider trading can lead to controlling-person liability
- Real scenarios, the consequences, and how to protect yourself
Includes a full HD video and employee quiz. Ideal for all-staff compliance training.
System Requirements
See System Requirements in the Coggno Knowledge Base
Insider Trading Course
Insider Trading
Frequently Asked Questions
This course is designed for employees who need to complete Insider Trading Course training
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 30 minutes to complete and can be paused and resumed at any time.
Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.